Events



Upcoming events

    • 11 Sep 2014
    • 4:00 PM - 6:00 PM
    • K&L Gates LLP - 925 Fourth Ave, Suite 2900, Seattle WA 98104

    STRAIGHT FROM THE SEC: BALANCING RULES, REGS, AND REASON

     

    Come hear Alice Liu Jensen from the SEC in San Francisco, discuss current issues concerning new regulations, enforcement, and the SEC’s role in overseeing a fair and fluid financial marketplace. 


    DATE/TIME: 

    Thursday, September 11, 2014

    4:00 PM - 6:00 PM


    LOCATION:

    K&L Gates LLP

    925 Fourth Ave, Suite 2900

    Seattle WA 98104


    Attire: Business Casual


    Registration:

    NIRI-Seattle Members: $25

    Non-Members: $35


    Refreshments will be served and there will be plenty of time for spirited Q&A.


    Alice Liu Jensen is Senior Counsel in the Division of Enforcement with the San Francisco office of United States Securities and Exchange Commission, where she investigates potential violations of the federal securities laws including financial fraud, offering fraud, insider trading, accounting fraud, and fraud by broker-dealers and investment advisors.

     

    Prior to joining the SEC, Ms. Jensen worked on the other side of the table with such notable firms as Dechert, Fenwick and West, and Clifford Chance, where she investigated violations related to the Foreign Corrupt Practices Act, represented corporations and individuals in shareholder class action and federal and state derivative litigation, and in regulatory proceedings with the SEC and Department of Labor, among other issues.  She is a graduate of University of California, Berkeley, and Harvard Law School and served as a judicial clerk for the Honorable Consuelo B. Marshall of the Central District of California.


Past events

17 Jun 2014 NIRI Seattle Summer Social - June 17, 2014
13 May 2014 NIRI Seattle Event - The State of Investor Relations with Jeff Morgan
17 Apr 2014 NIRI Seattle Event: Avoiding Unforced Errors in Corporate Disclosure
12 Mar 2014 Economic Outlook 2014 with Dr. Frank Hatheway, NASDAQ OMX Chief Economist
11 Feb 2014 February NIRI Seattle Event: 2014 Edelman Trust Barometer Program
28 Jan 2014 January NIRI on the Rocks
09 Jan 2014 NIRI Seattle January Chapter Meeting - The Impact of Social Media and Mobile Technology on Corporate Investor Communications
10 Dec 2013 NIRI Seattle's Annual Holiday Party
06 Nov 2013 October NIRI on the Rocks - Rescheduled to November 6
11 Oct 2013 Cancelled NIRI Seattle Chapter Meeting - Straight from the SEC: Balancing Rules, Regs, and Reason
01 Oct 2013 NIRI on the Rocks
11 Sep 2013 NIRI Seattle Chapter Meeting - 2013 Proxy Year in Review & 2014 Upcoming Issues
12 Jul 2013 2013-2014 Planning Retreat
05 Jun 2013 NIRI Seattle Summer Social - June 2013
16 May 2013 NIRI Seattle Chapter Meeting - May 2013 - Retail Investors: Outreach, Impact and More
09 May 2013 NIRI Board Meeting
24 Apr 2013 NIRI Seattle Pub Night
10 Apr 2013 NIRI Seattle Chapter Meeting - April 2013 - Time Management Skills
14 Mar 2013 NIRI Seattle Chapter Meeting - March 2013 - Trends in Shareholder Activism
12 Mar 2013 NIRI Seattle Pub Night
05 Mar 2013 NIRI Board Meeting
26 Feb 2013 NIRI Virtual to host Gail Fletcher, Career Transition Expert
10 Jan 2013 NIRI Board Meeting
13 Dec 2012 NIRI Seattle's Holiday Party
24 Oct 2012 NIRI Board Meeting
11 Oct 2012 NIRI Seattle Chapter Meeting - 2012 Proxy Year in Review & 2013 Upcoming Issues
20 Sep 2012 NIRI Seattle Chapter Meeting - Developing and Socializing a Competitive Career Brand
29 Aug 2012 NIRI Seattle's Summer Social
14 Mar 2012 March Board of Directors Meeting
08 Feb 2012 2012 Economic Outlook with the NASDAQ OMX Chief Economist
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